Departments

Excellence in service, grounded in Compliance

We view compliance as a core part of how we serve our clients.

Compliance at August Realty Capital isn’t just a regulatory obligation - it’s a core component of our operations and an essential part of delivering exceptional private client service.

Our compliance framework reflects our commitment to adhering to both legal and ethical standards, ensuring trust and accountability at every stage of our business.

Compliance is seamlessly integrated into our day-to-day operations, including onboarding, maintaining client relationships, and fulfilling record-keeping requirements under Know Your Customer (KYC) Regulations. 

Compliance underscores our dedication to providing reliable, secure, and transparent services as a U.S.-based commercial real estate brokerage firm.

Compliance at August Realty Capital isn’t just a regulatory obligation - it’s a core component of our operations and an essential part of delivering exceptional private client service.

Our compliance framework reflects our commitment to adhering to both legal and ethical standards, ensuring trust and accountability at every stage of our business.

Compliance is seamlessly integrated into our day-to-day operations, including onboarding, maintaining client relationships, and fulfilling record-keeping requirements under Know Your Customer (KYC) Regulations. 

Compliance underscores our dedication to providing reliable, secure, and transparent services as a U.S.-based commercial real estate brokerage firm.

Why Compliance Matters

Accountability

Compliance is required by law and forms the foundation of our credibility in the commercial real estate industry.

Client-Centered Approach

It reinforces our ability to provide personalized services while protecting client privacy and adhering to stringent regulatory standards.

Business Integrity

By embedding compliance into our processes, we ensure alignment with our legal requirements and related policies.

The Key Components of Our Compliance Framework

Regulatory Compliance

We strictly adhere to regulations that govern commercial real estate transactions, including but not limited to:

Know Your Customer (KYC): Ensuring we understand our clients’ profiles to mitigate risks.

Anti-Money Laundering (AML): Preventing illicit financial activities.

Counter Financing of Terrorism (CFT): Safeguarding against the misuse of funds for terrorism.

Foreign Corrupt Practices Act (FCPA): Upholding anti-bribery standards.

Counter-Sanctions Compliance: Respecting international sanctions regulations.

Suspicious Transaction Reports (STRs): Reporting potentially unlawful activities to FinCEN.

Regulatory Compliance

We strictly adhere to regulations that govern commercial real estate transactions, including but not limited to:

Know Your Customer (KYC): Ensuring we understand our clients’ profiles to mitigate risks.

Anti-Money Laundering (AML): Preventing illicit financial activities.

Counter Financing of Terrorism (CFT): Safeguarding against the misuse of funds for terrorism.

Foreign Corrupt Practices Act (FCPA): Upholding anti-bribery standards.

Counter-Sanctions Compliance: Respecting international sanctions regulations.

Suspicious Transaction Reports (STRs): Reporting potentially unlawful activities to FinCEN.

Regulatory Compliance

We strictly adhere to regulations that govern commercial real estate transactions, including but not limited to:

Know Your Customer (KYC): Ensuring we understand our clients’ profiles to mitigate risks.

Anti-Money Laundering (AML): Preventing illicit financial activities.

Counter Financing of Terrorism (CFT): Safeguarding against the misuse of funds for terrorism.

Foreign Corrupt Practices Act (FCPA): Upholding anti-bribery standards.

Counter-Sanctions Compliance: Respecting international sanctions regulations.

Suspicious Transaction Reports (STRs): Reporting potentially unlawful activities to FinCEN.

Legal Compliance

Our legal adherence covers the protection of intellectual property, contractual integrity, and client data privacy:

Copyright Protection: Safeguarding proprietary materials and resources.

Fee and Listing Agreements: Ensuring clear and lawful agreements with clients.

Privacy Compliance: Protecting sensitive personal data in line with legal requirements.

Legal Compliance

Our legal adherence covers the protection of intellectual property, contractual integrity, and client data privacy:

Copyright Protection: Safeguarding proprietary materials and resources.

Fee and Listing Agreements: Ensuring clear and lawful agreements with clients.

Privacy Compliance: Protecting sensitive personal data in line with legal requirements.

Legal Compliance

Our legal adherence covers the protection of intellectual property, contractual integrity, and client data privacy:

Copyright Protection: Safeguarding proprietary materials and resources.

Fee and Listing Agreements: Ensuring clear and lawful agreements with clients.

Privacy Compliance: Protecting sensitive personal data in line with legal requirements.

Our Commitment to Compliance and Client Trust

Our Commitment to Compliance and Client Trust

Our Commitment to
Compliance and
Client Trust

This structured approach to compliance at August Realty Capital reflects our dedication to maintaining high standards in the commercial real estate industry while promoting trust with our clients and professional colleagues. 

By emphasizing transparency and accountability, our goal is to set a benchmark for excellence for compliance within our industry.

407-777-2538

Compliance@AugustRealtyCapital.com

Contact us to discuss your
commercial real estate requirements.

Contact us to discuss your
commercial real estate requirements.

Contact us to discuss your
commercial real estate requirements.

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